Review on
Sunscreens and Sun Protection factor
T. Muthumani*, V. Sudhahar
and T. Mukhopadhyay
CavinKare Research Centre, # 12, Poonamallee Road, Ekkattuthangal,
Chennai-600032, Tamil Nadu, India.
*Corresponding Author E-mail: drmuthumani@gmail.com
ABSTRACT:
Sunscreens are widely used for protection
against the harmful radiations from sun. This review sums up the basics of sun
radiation, types of sunscreens and sun protection factors.
KEYWORDS:
INTRODUCTION:
The extraterrestrial sun light composed of
X-rays, ultraviolet, visible, infrared radiations, micro and radio waves. The solar spectrum received at the earth’s
surface consists of wavelengths of electromagnetic energy between 290 to 3000
nm (1). Ultraviolet (UV) radiations are the electromagnetic radiation with
wavelengths between 100 to 400 nm. The
UV radiations are further divided in to three bands: UVA (320 to 400 nm), UV B
(290-320 nm) and UV C (200-290 nm). The solar UV radiation reaching the earth
comprises approximately 95-98% UV A and 2-5% UV B, all the UV C having been
absorbed by the ozone at stratosphere (2). UV B radiation is fully absorbed by
the stratum corneum and top layers of the epidermis,
whereas up to 50% of the incident UV A radiation penetrates Caucasian skin deep
in to the dermis (3). Figure 1 shows the extent of penetration of different
wavelengths of light in to human skin.
Figure 1: Penetration of different wavelengths of light in to
human skin
Nowadays there is an increased concern
over the depletion of stratospheric ozone layer by the chlorofluorocarbons, halons and nitric oxides. This may result in irradiance of
both UV B and UV C at the earth’s surface that may eventually contribute to
higher incidence of skin cancer and other harmful effects to humans.
Exposure to UV radiation has pronounced
acute and chronic effects on the skin. The UV radiation induced skin effects
manifest as acute responses such as inflammation (sunburn or erythema), pigmentation, hyperplasia, immunosuppression,
vitamin D synthesis, and chronic effects such as photocarinogenesis
and photoaging. These acute and chronic effects are
dependent of the spectrum, intensity and cumulative dose of UV radiation. The
complete action spectrum for the majority of UVR-induced effects has not yet
been completely defined inhuman skin. In addition, these responses have
different thresholds such that the prevention of UVR-induced changes for an
endpoint does not guarantee a similar level of protection for any other.
Effects of
ultraviolet radiation
Inflammation
Erythemal effectiveness declines rapidly
with increasing wavelength, such that approximately 1000times more UVA energy
than UVB is required to produce the same erythema
response (4). However, due to its preponderance in terrestrial sunlight, UVA
none the less contributes significantly to sunburn erythema.
Pigmentation
Ultraviolet A radiation causes immediate
transient tanning which is believed to be due to the photo-oxidation of a
precursor of melanin. The action spectrum is broad, extending from 320-400 nm,
with a peak at around 340 nm. The physiologic significance of this immediate
tanning response in humans is not known, as unlike neomelanogenisis,
it does not confer photo protective properties (5). Delayed tanning, which is
more persistent, is a result of increased formation of epidermal melanin. This
is induced by UVB and the shorter UVA wavelengths.
Photoageing
Ultraviolet A radiation, due to the longer
wavelengths, can penetrate into and cause damage in the dermis. All UVA bands
have been shown to be equally effective in inducing inflammatory changes in the
dermis which can lead to connective tissue damage, whereas UVA II is more
effective at inducing epidermalchanges (6). Although
acute exposure to UVA may not lead to any detectable changes, repeated exposure
to UVA, even at suberythemogenic doses, has been
shown to have a cumulative effect in human skin causing significant photo
damage and immunosuppression (7).
Immunosuppression and
carcinogenesis
In the past, it was thought that the
cancer risk posed by UVA is negligible, as unlike UVB, it does not cause
sunburn. Although we cannot subject humans for prospective studies to document
the carcinogenicity of UVA using tumour occurrence as
the study endpoint, there is now increasing evidence to suggest the pathogenic
role of UVA in cutaneous malignancies. It has been
shown that UVA can have an immunosuppressive effect on the human skin (7). UV
radiation induced immunosuppression is important as
it occurs not only with environmental antigens but also with tumour antigens. It can be directly demonstrated in animals
that UVA, including those with wavelengths >340 nm, induce skin tumours (8). In human skin, UVA has been demonstrated to
cause DNA breaks and accumulation of p53 protein in melanocytes
(9). The epidemiological evidence for the photo-carcinogenicity of UVA is
strong. Among individuals with long-term exposure to UVA tanning beds or psoralen plus UVA therapy (PUVA), increased incidence is
observed for non-melanoma skin cancer (10, 11). However, the association is
less consistent for melanoma (11-13).
Protection by
sunscreens
It has been shown that photodamage
due to UVA can be reduced or abolished by broad-spectrum sunscreens or the UVA
filters but not by sunscreens with attenuation spectrum mainly in the UVB range
(7, 14).
Concerning protection against cutaneous malignancies, these endpoints are difficult to
evaluate in humans for ethical reasons. However, it has been reported in humans
that the use of a broad-spectrum sunscreen can effectively prevent and even
reduce solar keratosis, and so by implication,
possibly reduces the risk of skin cancer in the long term (15). In vivo studies support that
broad-spectrum sunscreens, compared with UVB filters, provide better protection
against UV-induced cutaneous malignancies.
Broad-spectrum sunscreens are more effective in the reduction of immunosuppression and skin tumours
in mice (16, 17), and DNA breaks in human melanocytes
(9).
SUNSCREENS
Sun avoidance is the single most effective
method of skin cancer and photoaging prevention.
Additional sun protection methods include sun-protective clothing and
sunscreens. The primary use of sunscreens is to protect the skin from the short
and long term effects of the UV radiation.
Nowadays sunscreens have become an indispensable part of every patient’s
post-procedure skin care routine (18). The common indications for the use of
sunscreens in dermatology are in the prevention and management (19) of
1. Sun burn
2. Freckling, discoloration
3. Photoaging
4. Phototoxic/photoallergic
reactions
5. Skin cancer
6. Photosensitivity diseases
·
Polymorphous light eruption (290-365 nm)
·
Solar urticaria (290-515 nm)
·
Chronic actinic dermatitis (290 nm – visible)
·
Persistent light reaction (290-400 nm)
·
Lupus erythematosus (290-330 nm)
·
Xeroderma pigmentosum
(290-340 nm)
·
Albinism
7.
Photoaggrevated dermatoses
8.
Post-inflammatory hyperpigmentation
In order to ensure optimal patient
compliance, an ideal sunscreen would be:
·
A combination of physical and chemical agents
·
Broad spectrum of activity
·
Cosmetically elegant
·
Substantive
·
Non-irritant
·
Hypoallergenic
·
Non-comedogenic
·
Economical
The sunscreens are broadly classified as
‘organic’ and ‘inorganic’. Apart from these two main classes of sunscreens,
systemic photoprotection agents are also available.
There are three commonly used nomenclatures for sunscreen agents in the world.
These are the International Nomenclature of Cosmetic Ingredients (INCI) Name,
United States Adopted Name (USAN) and trade name. Taking avobenzone
(USAN) as an example, the INCI name for avobenzone is
butylmethoxydibenzoylmethane, while Parsol 1789 is one of its many trade names (20-22).
Organic
sunscreens
Organic sunscreens or UV filters are
active ingredients that absorb UV radiations within a particular range of
wavelengths, depending on their chemical structure. They are generally aromatic
compounds conjugated with carbonyl group. In most of the cases, the electron
releasing group (an amine or a methoxyl group) is
substituted in the ortho- or para-
position of the aromatic ring as shown in figure 2.
Sunscreens of this configuration absorb
the harmful high energy UV radiation (of wavelength from 250 to 340 nm) and
convert the remaining energy in to mild longer wave (low energy) radiation (of
wavelength above 380 nm). Quantum mechanical calculations have shown that the
energy of the radiation quanta present in the UVB and UVA region lies in the
same order of magnitude as that of the resonance energy of electron
delocalization in aromatic compounds (Figure 3).
Thus the energy absorbed from the UV
radiation corresponds to the energy required to cause a “photochemical
excitation” in the sunscreen molecule. In other words, the sunscreen chemical
is excited to a high energy state (π*) from its ground state (n) by
absorbing this UV radiation. As the excited molecule return to the ground
state, energy is emitted that is lower in magnitude than the energy initially
absorbed to cause the excitation. Thus, the energy is emitted in the form of
longer wavelengths because the energy is lower than the shorter wavelengths
originally absorbed.
The longer wavelength radiation is emitted
in one of the several ways (Fig. 4). If the loss in energy is quite large, that
is, the wavelength of the emitted radiation is sufficient length that it lies
in the infrared region, it may be perceived as a mild heat radiation on the
skin. This miniscule heat effect is undetected because the skin receives a much
larger heat effect by being directly exposed to the sun’s heat.
Figure 2: General chemical structure of most sunscreen chemicals
approved for use in the United States, where Y = OH, OCH3, NH2, N(CH3)2; and X =
no substituent or –CH=CH-, and R = C6H4Y, OH, OR’ (R’ = methyl, amyl, octyl, menthyl or homomenthyl)
Figure 3: Resonance delocalization of electrons in a p-amino
benzoate molecule
Figure 4.
Schematic representation of the process in which a sunscreen absorbs the
harmful high-energy radiation and renders them relatively harmless low-energy
radiation
If the emitted energy lies in the visible
region, then it may be perceived as either a fluorescent or a phosphorescent
effect. This is common in imidazoline type sunscreens
for which a slight bluish haze may be seen on the skin or in formulations.
In the extreme case, the emitted radiation
is sufficiently energetic (lower wavelength) that it may cause a fraction of
the sunscreen molecule to react photochemically. Cis-trans or keto-enol photochemical
isomerization has been observed in some organic
molecules, causing a mild shift in λmax of the
chemical.
Depending on how the sunscreen molecule
dissipates the absorbed energy, they are classified as described below (23):
1. Photostable sunscreens: This type of
sunscreen dissipates its absorbed energy to the environment as heat energy, and
returns to the original low-energy ground state. It is subsequently fully
capable of absorbing energy UV radiation again
2. Photounstable sunscreens: This type of
sunscreens undergoes change in its chemical structure, or is degraded after
absorbing UV radiation. It is not capable of UV radiation again.
3. Photoreactive sunscreens: In its excited
state, these sunscreens interact with surrounding molecules, including the
other ingredients of the sunscreen formulation, oxygen and skin proteins and
lipids. This leads to the production of reactive species, which may lead to
unwanted biological effects
Organic sunscreens have been the mainstay
of sunscreen formulation for decades and, although inorganic sunscreens are
gaining in popularity, organic sunscreens are still used in greater amounts.
Organic sunscreens are often classified as derivatives of: (a) anthranilates, (b) benzophenones,
(c) camphors, (d) cinnamates,
(e) dibenzoylmethanes, (f) p-aminobenzoates and (g) salicylates
Sunscreen
products in the United States are regulated by the FDA as over-the-counter
(OTC) drugs. The final monograph for sunscreen drug products for OTC human use
(Federal Registrar, 1999: 64: 27666-27693) established the conditions for
safety, efficacy and labeling of these products. A recently proposed amendment
(Federal Register 2007: 72: 49070–49122) further elaborates on UVB (SPF) and
UVA testing and labeling. As active ingredients in drug products, they are
listed by their United States Adopted Names (USAN).
There
are 16 approved sunscreen ingredients (Table 1). All permitted UV filters can
be used with any other permitted filters except avobenzone.
The latter cannot be used with PABA, octyl dimethyl PABA, meridamate, and
titanium dioxide (TiO2). Maximum allowable concentrations are
provided (24). Minimum concentration requirements were dropped, providing that
the concentration of each active ingredient is sufficient to contribute a
minimum SPF of not less than 2 to a finished product. A sunscreen product must
have a minimum SPF of not less than the number of active sunscreen ingredients
used in combination multiplied by 2.
Inorganic
sunscreens:
During this decade, the inorganic
sunscreens have been used with increasing frequency in beach and daily use photoprotection products. This has been driven, in part, by
their safety and effectiveness, particularly in blocking UVA, and the concern
regarding potential adverse effects of organic sunscreens. The inorganic
sunscreens are generally viewed as harmless pigments that cannot enter the skin
and are largely unaffected by light energy like organic sunscreens may be.
These sunscreens physically attenuate UV radiation by causing molecular
rearrangement (size, shape and appearance change) without any effect on the
internal structures (25). Zinc oxide (ZnO), Titanium
dioxide (TiO2), talc, kaolin, iron oxides, petrolatum, silica and mica are the
few examples of inorganic sunscreens. Of them ZnO and
TiO2 are approved as active sunscreen agents (26). They are chemically stable
and do not cause photo-allergic or contact dermatitis and do not break down
over time and are far less liable to cause skin irritation.
The only drawback of these sunscreens is
that they form a thick visible pigment layer on the skin, which is not
acceptable to most individuals. To overcome this drawback, microfine
oxides lhave been developed which have made physical
or inorganic sunscreens virtually transparent on skin. However there is no
universal consensus on the definition of the term ‘microfine’.
For all practical purposes, the term “microfine” is
used to describe particles of sizes ranging from few nm to several microns
where as pigmentary grade particles fall in the 80 nm
t0 250 nm size range (26). However, particle size distribution rather than
particle size regulates the efficacy and transparency in a dispersion.
For hundreds of years, ZnO
has been used topically to treat many skin disorders with fairly encouraging
results. Zinc is an essential mineral, a component of about 70 metalloenzymes and required for DNA, RNA and protein
synthesis (27, 28). In addition, due to its anti-microbial action, ZnO has been used for dressing burns and other wounds in
the pre-antibiotic era (27). TiO2 has a variety of uses as it is odourless and absorbent. This mineral can be found in many
products, ranging from paint to foods to cosmetics. It is usually coated with
silica or stearate to reduce photoreactivity.
Micronised TiO2 has been shown to provide protection
against UVB induced immunosuppression in humans in vivo (29)
Table 1: FDA
sunscreen final monograph ingredients
Active ingredients |
Maximum concentration |
Peak absorption
λ (nm) |
UV action spectrum |
Organic
sunscreens |
|
|
|
UVA
filters |
|
|
|
Benzophenones |
|
|
|
Oxybenzone (Benzophenone-3) |
6 |
288,
325 |
UVB,
UVA II |
Sulisobenzone (Benzophenone-4) |
10 |
366 |
UVB,
UVA II |
Dioxybenzone (Benzophenone-8) |
3 |
352 |
UVB,
UVA II |
Dibenzoylmethanes |
|
|
|
Avobenzone (Parsol
1789) |
3 |
360 |
UVA I |
Anthralates |
|
|
|
Meradimate (menthyl
anthranilate) |
5 |
340 |
UVA
II |
Camphors |
|
|
|
Ecamsulea (Mexoryl
SX) |
10 |
345 |
UVB,
UVA |
UVB
filters |
|
|
|
Aminobenzoates (PABA derivatives) |
|
|
|
PABA (p-aminobenzoic
acid) |
15 |
283 |
UVB |
Padimate-O (Octyl
dimethyl PABA) |
8 |
311 |
UVB |
Cinnamates |
|
|
|
Cinoxate (2-ethoxyethyl p-methoxycinnamate) |
3 |
289 |
UVB |
Octinoxate (Octyl
methoxycinnamate) |
7.5 |
311 |
UVB |
Salicylates |
|
|
|
Octisalate (Octyl
salicylate) |
5 |
307 |
UVB |
Homosalate (Homomenthyl
salicylate) |
15 |
306 |
UVB |
Trolamine Salicylate
(triethanolamine salicylate) |
12 |
|
UVB |
Others |
|
|
|
Octocrylene |
10 |
303 |
UVB,
UVA II |
Ensulizole (Phenylbenzimidazole
sulfonic acid) |
4 |
310 |
UVB |
Inorganic
filters |
|
|
|
Titanium dioxide |
25 |
|
UVB, UVAb |
Zinc oxide |
25 |
|
UVB, UVAb |
aOnly as a component of certain approved
sunscreen formulations approved under the new drug application
bAbsorption varies depending on the particle size
Table 2: Skin
types determined by historical response to suna
Type |
Definitions |
I |
Always burn easily; never tans
(sensitive) |
II |
Always burns easily; tans minimally
(sensitive) |
III |
Burns moderately; tans gradually (light
brown) |
IV |
Burns minimally; always tans well
(moderate brown) |
V |
Rarely burns; tans profusely (dark brown;
insensitive) |
VI |
Never burns; deeply pigmented
(insensitive) |
aBased on 30 to 40 min of sun exposure in early
summer without previous sun exposure that season
Table
3: Chronological evolution of the main methods for determining the SPF
Year |
Institution or
Regulatory Authority |
Territory |
1978 |
Food and Drug Administration (FDA) |
United States |
1983 |
Standards Association of Australia (SAA) |
Australia |
1985 |
Deutches Institut fur Normung
(DIN) |
Germany |
1991 |
Commission Internationale De L'Eclairage (CIE) |
International |
1992 |
Japanese Cosmetic Industry Association (JCIA) |
Japan |
1993 |
FDA – Review |
United States |
1994 |
European Cosmetic and Toiletries Association (COLIPA) |
Europe |
1998 |
Australia Standards / New Zealand Standards (AS / NZS) – Review |
Australia and New Zealand |
1999 |
FDA – Review |
United States |
2003 |
International Sun Protection Factor Method (COLIPA / JCIA / CTFA
- SA) |
Europe, Japan and South Africa |
2006 |
International Sun Protection Factor Method - Review (COLIPA /
JCIA / CTFA - AS / CTFA - USA) |
Europe, Japan, South Africa and USA |
2007/2008 |
FDA – Review |
United States |
Table 4: Comparison of methods for determination
of SPF: FDA 1999 and International SPF test method
Methodology |
FDA 1999 |
International SPF
method 2006 (CTFA, COLIPA, JCIA) |
Light source |
Solar Simulator with Xenon Arc Lamp |
Solar Simulator with Xenon Arc Lamp |
Volunteers |
Maximum of 25 included ≥ 20 for valid data |
Maximum of 20 included ≥ 10 for valid data |
Phototypes of volunteers (Fitzpatrick) |
I-III |
I-III |
Region of Application |
Lower back |
Lower back |
Standard Product |
HMS 8% |
P1, P2, P3 or P7 (SPF <20) P2 or P3 ( SPF > 20) |
Amount of application |
2mg/cm2 or 2µL/cm2 (grav.
esp.= 1) |
2mg/cm2 ± 2.5% |
Waiting Period |
≥ 15 min. |
15 to 30 min. |
Progression of Doses |
SPF <8: 0.64X, 0.80X, 0.90X, 1.00X, 1.10X, 1.25x, 1.56X ≤ 15 ≤ 8 SPF: 0.69X, 0.83x, 0.91X, 1.00X, 1.09X,
1.20X, 1.44X SPF> 15: 0.76X, 0.87X, 0.93X, 1.00X, 1.07X, 1.15x, 1.32X |
SPF ≤ 25: 25% SPF> 25: 12% |
Reading of MED |
22-24 hr |
16-24 hr |
Determination of final SPF |
Mean SPF value of the group - CI95% |
Mean SPF value of the Group |
Statistical criteria for acceptance |
|
CI 95% within the interval ± 17% of mean SPF |
Table 5: Normalised
product function used in the calculation of SPF (in-vitro)
Wavelength (λ nm) |
EE x I (normalized) |
290 |
0.0150 |
295 |
0.0817 |
300 |
0.2874 |
305 |
0.3278 |
310 |
0.1864 |
315 |
0.0839 |
320 |
1.0000 |
Where
EE – Erythemal effect spectrum; I – Solar intensity
spectrum
Natural
sunscreens
There is increasing evidence that various
natural compounds offer UV radiation protection. However, natural compounds do
not scatter or absorb UV radiation but rather protect the skin cells from being
damaged by UV radiation, mostly through their antioxidant effects. The
important group of compounds acts as the sunscreens includes phenolic acids, flavonoids and
high molecular weight polyphenols (30). Naturally
occurring phenolic acids include hydroxycinnamic
acid and hydroxyl benzoic acid. High molecular weight polyphenols
include condensed polymers of catechins or epicatechins and hydrolysable polymers of gallic and ellagic acids. Many flavonoids such as quercetin, luteolin and catechins are found
to be better antioxidants as well as UV blocker (31-32). Evidence of effective photoprotection
has been accumulating with green and black tea (33-36). Various other agents
used as natural sunscreens are aloevera, sandal, curcumin, carrot, tomatoes, grapes, gingko biloba etc., (37-39).
Systemic photoprotection
Systemic agents have been investigated for
photoprotection since they provide protection for the
entire body and are likely to eliminate the problem of substantivity
which is important for topical products (40).
Oral agents that have been tried include
(Para amino benzoic acid) PABA, indomethacin,
retinol, steroids, psoralen, antimalarials
and antioxidants like Vitamin A, Vitamin C, Vitamin E and beta-carotene.
Anti-oxidants are less potent than sunscreens in preventing sunburn (41).
Sun protection
factor (SPF)
The level of sun protection has
traditionally been estimated using the sun protection factor or SPF test, which
utilizes the erythemal response of the skin to UV
radiation (42). SPF is the ratio calculated from the energies required to
induce a minimum erythemal response with and without
sun care product applied on the skin of human volunteers, using ultraviolet
radiation usually from an artificial source.
SPF = MED (protected skin) / MED
(unprotected skin)
SPF is primarily a measure of UVB protection,
as UVB is 1000 times more erythemogenic than UVA.
Moreover, high SPF products allow individuals to spend greater amounts of time
in the sun without developing erythema (burning).
These products do not necessarily offer adequate UVA protection. Protection
against UVA is becoming a major concern because UVA damage is now implicated in
photocarcinogenesis, photoaging
and immunosuppression.
The
test works out how much UV radiation (mostly UVB) it takes to cause a barely
detectable sunburn on a given person with and without sunscreen applied. For
example, if it takes 10 minutes to burn without a sunscreen and100 minutes to
burn with a sunscreen, then the SPF of that sunscreen is 10 (100/10). A
sunscreen with a SPF of 15 provides >93% protection against UVB. Protection
against UVB is increased to 97% with SPF of 30+. The difference between a SPF
15 and a SPF 30 sunscreen may not have a noticeable difference in actual use as
the effectiveness of a sunscreen has more to do with how much of it is applied,
how often it is applied, whether the person is sweating heavily or being
exposed to water. Hence a sunscreen with SPF 15+ should provide adequate
protection as long as it is being used correctly.
In-vivo determination of SPF
The first report on the evaluation of the
protective efficacy of sunscreens was done by Friedrich Ellinger
in 1934 (43) in which the author determined the minimal erythemal
dose (MED) for protected and unprotected skin, using both forearms and a
mercury lamp. He proposed a coefficient of protection that decreased in value
to the extent that protection increased
In 1956, Rudolf Schulze (44) evaluated
commercially available sunscreens by calculating a protection factor, later
called “Schulze Factor”. The author divided the exposure time required for the
induction of erythema on sunscreen-protected skin by
the time required for the production of erythema on
unprotected skin, using incremental doses of radiation emitted by lamps with a
radiation spectrum closer to sunlight. The Schulze method has been used
for decades in European countries, as a reference in the evaluation of
sunscreens.
It was only in 1974 that the term Sun
Protection Factor (SPF) was introduced by Greiter
(45), being only a new name for the already known “Schulze method.” The Sun
Protection Factor, proposed by Greiter, quickly
became popular and used worldwide. However, due to the lack of standardization
of the method, the numerical values found and used in sunscreens varied
considerably, not rendering it reliable (46).
In 1978, the North-American regulatory
agency (FDA) proposed the first normatization to
determine the sun protection factor (SPF) (47). To determine SPF, a group of 10
to 20 volunteers with skin phototypes I-III
(Fitzpatrick classification as given in Table 2.) (48), are selected and
subjected to increasing doses of UV radiation emitted by an artificial light
source called solar simulator, in areas of unprotected and sunscreen protected
skin in the amount of 2 mg/cm2. After about 16 to 24 hours of
exposure the reading of the MED in both the areas are done and the ratio
calculated. The mean value found for the group of volunteers is the SPF of the
product.
Followed
by the publication of method by the FDA in 1978, new methods were proposed for
the determination of SPF by many international regulatory agencies. The German agency Deutches Institut fur Normung (DIN)
presented a new version of the method in 1984, called DIN 67501, at that time
used throughout Europe (46). Methodological differences between them were large
and mainly referred to the emitting source of ultraviolet (Xenon Arc lamp for
the FDA Methodology and natural light or Mercury lamp for DIN) and the amount
of sunscreen applied (2.0mg/cm2 for the FDA methodology and 1.5mg/cm2
for DIN) (46). All the following publications maintained the methodological
concepts described in the monograph presented by the FDA in 1978, that is,
xenon arc lamp as the emitting source and the amount of 2.0mg/cm2 as
the standard amount of sunscreen to be applied.
After the first publication in 1978 (47), the
FDA produced its proposal of a final monograph in 1993 (49) and, finally, the
final monograph in 1999 (50). Currently a new methodological revision proposed
by the FDA at the end of 2007 is under discussion (51). In addition to the FDA
action, other institutions and international regulatory agencies have produced
technical monographs describing the procedures necessary for conducting a
clinical trial to assess sunscreen efficacy by determining the Sun Protection
Factor (46).
The European community, through the European
Cosmetic, Toiletry and Fragrance Association (Comité
de Liason des Associations et Européenes
de lndustrie et de la Parfumerie
- COLIPA) developed its first version of a monograph in 1994 (52). In 2003
the method called International Sun Protection Factor Test Method (ISPF)
was presented jointly by the European (COLIPA), Japanese (JCIA) and South
African (CTFA-SA) associations (53), followed by a subsequent revision in 2006,
with the introduction of Cosmetic, Toiletry and Fragrance Association of the
United States (CTFA-USA) (54). The North American (FDA) and European (COLIPA or
international) methodologies have become a reference for determining the Sun
Protection Factor (SPF) in different countries, among them Brazil, which
through Resolution RDC 237 issued by the National Health Surveillance Agency
(ANVISA) in 2002 (55) determines that any product denominated sunscreen should
present studies showing its photoprotective
effectiveness (SPF determination test) through one of two international
methodologies: FDA 1993 Methodology (49) or COLIPA 1994 (52) or even through
one of their updates.
Table 3 shows all the publications about methods
for determining the FPS that have been presented by authorities since 1978
(46). Because these are the most currently employed methods in Brazil and other
countries in the world, Table 2 shows the main methodological characteristics
and the main differences of the methods for determining the FPS published by
the FDA 1999 (standard method in North America) and the International Sun
Protection Factor Method (ISPF) 2006 (54) (standard method in the EU and
Japan).
Despite the methodological differences shown
in Table 2, studies on SPF conducted by the two different methods mentioned
(FDA method and International method) yield similar results. In practice, we
understand that the two methods produce equivalent SPF values.
Developed over thirty years, the Sun
Protection Factor (SPF) is the most accepted method for evaluating the photoprotective efficacy of sunscreens, being universally
considered as the main information in the labeling of sunscreens. Still, there
are controversies regarding the method and its applicability in real conditions
of use. Because it uses a biological marker with individual variable response,
such as erythema, the SPF is a method that can vary
in its results.
It is important to know that the efficacy of
sunscreens are influenced by other ingredients in a formulation and that a
certain concentration of a sunscreen in a product leads to different sun
protection dependent on the type of skin, mode of application, and grade of UV
exposure. Therefore, it is not possible to make a product with an exact SPF. It
is always an approximate approach. If more than one sunscreen are combined in a
product, determination of the SPF becomes even more difficult (56).
In-vitro methods of determination of
SPF
The
methods in vitro are in general of two types. Methods which involve the
measurement of absorption or the transmission of UV radiation through sunscreen
product films in quartz plates or biomembranes, and
methods in which the absorption characteristics of the sunscreens agents are
determined based on spectrophotometric analysis of dilute solutions (57-61).
Mansur
et al. (1986), developed a very simple mathematical equation which
substitutes the in vitro method proposed by Sayre et al., (1979),
utilizing UV spectrophotometry (62) and the following
equation:
Where:
EE (l) – erythemal effect spectrum; I (l) – solar
intensity spectrum; Abs (l)- absorbance of sunscreen product ; CF – correction
factor (= 10).
It
was determined so that a standard sunscreen formulation containg
8% homosalate presented a SPF value of 4, determined
by UV spectrophotometry (59). The values of EE x I
are constants. They were determined by Sayre et al. (1979), and are showed in Table 5
Substrate
methods have been widely used for the determination of SPF in-vitro. The
ideal substrate for in vitro SPF needs to be fairly transparent to the
ultraviolet and simulate the porosity and texture of human skin, the in vivo
substrate. Suitable in vitro substrates range from human epidermis
and mice epidermis to sausage casings and natural lamb condoms. The three
common substrates used are Transpore Tape,
Vitro-Skin, and Polyvinyl Chloride Film
Transpore tape
It
is a surgical tape manufactured by the 3M Company. The tape is readily
available and inexpensive. The adhesive side makes it easy to apply to a quartz
microscope slide for a rigid working surface. Although the tape is discarded
for each prepared sample, the quartz slides can be washed and used again. The
use of this substrate was first evaluated by Diffey
and Robson (63). It was selected for its uneven topography that distributes the
sunscreen in a way similar to human skin. The method gives the reproducible
results. The main advantages of the Transpore tape
are its low cost, ready availability, and ease of use. There are a few
disadvantages that need consideration when using Transpore
tape: (a) the tape will not absorb formulations that use alcohol or oil as a
vehicle; (b) pore size can vary at the beginning and end of each roll
therefore, it is recommended to discard the first two feet at the start and end
of each roll; (c) the pore size can vary batch-to-batch – it is advisable to
screen at least 4 rolls to determine the suitability of a larger batch
(screening involves measuring a standard sunscreen formula of known SPF); (d)
complex formulations using multiple organic active ingredients have shown poor
correlation (64). This may be due to a swelling of the tape’s substrate or a solvation of some of the tape’s adhesive.
Vitro-Skin
Vitro-Skin,
a registered trademark of IMS Inc., is a synthetic skin substitute that has
been widely used for in vitro analysis of sunscreens (65). Once
hydrated, Vitro-Skin has a texture very similar to human epidermis. In
addition, the hydrated material seems to help sunscreen emulsions break down in
much the same way as human skin. Published data by the producer of Vitro-Skin
indicates that the substrate gives excellent correlation with in vivo SPF
measurements. The primary advantages of Vitro-Skin are its topographical
similarity to human skin and the ability to break down emulsions. The apparent
disadvantages are: (a) a relatively high cost per sample- approximately $1.50
per test compared to pennies for other methods; (b) an overall low UV
transmittance, especially at low wavelengths; (c) the need to hydrate the
substrate starting the day before testing; (d) a relative short lifetime of the
hydrated Vitro-Skin
Polyvinyl
Chloride Film
Polyvinyl
chloride or polyvinylidene chloride film, available
under the commercial trade name Saran Wrap®, is a highly transmissive
material in the UV-Visible portion of the spectrum (65). While the film does
not have the texture of human skin, it is very easy to form uniform dispersions
of sunscreen products on the material. Commercially available polyvinyl/vinylidene chloride films are also extremely uniform in
their material properties from roll to roll, and throughout each individual
roll.
The
primary advantages of polyvinyl chloride films are its availability, very high
UV transmittance, ease of sample preparation, and low per sample cost. The
disadvantages are: (a) the texture does not approximate that of human skin; (b)
literature references to using polyvinyl chloride film as a substrate for SPF
measurement are only anecdotal; (c) certain materials that claim sun protection
such as lip balms or liquid cosmetics may not disperse well on the films.
Future trends on sunscreen research
Novel
substances with photoprotective potential are being
investigated. Potent and long lasting derivatives of alpha-MSH have been
synthesized and shown to induce synthesis of melanin (tanning) in humans when
administrated subcutaneously (66-69).
Of
interest, melanin synthesis appears to increase more in individuals with light
skin that usually do not tan but burn when exposed to sunlight. The alphamsh induced melanin may have a photoprotective
effect. Specifically, it reduces the formation of epidermal sunburn cells and
of thymine dimmers after skin exposure to ultraviolet light (67). T4 endonuclease V
(T4N5) is a DNA repair enzyme in bacteria. It has also been shown to accelerate
the repair of DNA in human cells when it is delivered intracellularly.
The topical use of T4NV has been investigated in patients with xeroderma pigmentosum, a defect
in nucleotide excision repair of DNA, and found to have a protective effect on
the appearance of basal cell carcinoma and actinic keratosis
(70).
Application
of T4N5 immediately after UV exposure partially protects against sunburn cell
formation However, it has little or no effect on UV-induced skin oedema (71). Thymidine dinucleotide (pTT) is a small DNA
fragment that induces a photo-protective response in mammalian cells and intact
skin. Specifically, topical pTT pretreatment enhances
the rate of DNA photoproduct removal, decreases UV-induced mutations and
reduces photocarcinogenesis in UV-irradiated hairless
mice (72).
The
protective effects of pTT are attributed to its
partial sequence homology with the mammalian telomere repeat sequence
5′-TTAGGG-3′. In mammalian cells, telomeres are tandem repeats of a
short DNA sequence TTAGGG that cap chromosome ends and form a large loop
structure (73). Disruption of this loop structure is hypothesized to lead to
exposure of the 3′-overhang sequence (repeats of TTAGGG), digestion of
the overhang, and signaling that induces DNA damage responses. It has been
suggested that providing cells with DNA oligonucleotides
partially or totally homologous to the telomere sequence (like pTT), initiates signalling for
DNA damage-like responses without antecedent DNA damage (73). The photoprotective potential of pTT
remains to be evaluated in humans.
CONCLUSION:
Increasing
evidence points to the deleterious effects of chronic UVA exposure. It is
therefore advisable to choose sunscreen products that protect against both UVB
and UVA. With the development of new chemical filters, UVA protection can be
now achieved without solely relying on physical filters, which are often found
to be cosmetically unacceptable. It is not enough to look at the SPF value
alone when evaluating sunscreens, as SPF cannot reflect the level of protection
against UVA. So far, no side effects have been confirmed to be associated with
long-term sunscreen usage. Regular use of high protection factor broad-spectrum
sunscreen, and proper application, can probably reduce the chronic effects of
sunlight exposure, namely photoaging and photocarcinogenesis
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Received
on 28.02.2015 Accepted on 05.03.2015
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Publications all
right reserved
Research J.
Topical and Cosmetic Sci. 6(2): July-Dec. 2015 page 55-65
DOI: 10.5958/2321-5844.2015.00009.6